ETHICAL COMPLIANCE REPORT

360 ONE WAM

Sector:

Financial Services

Industry:

Asset Management

Overall Compliance

questionable

PRIMARY BUSINESS FILTER
Advisory, Portfolio Management Services and Other Financial Services
questionable
REVENUE RATIO FILTER
42.6%
View Calculations
DEBT RATIO FILTER
0%
View Calculations
LIQUIDITY RATIO FILTER
4.2%
View Calculations

Revenue Ratio

The sum of revenue from questionable and non-compliant sources should not exceed 3% of the total revenue. This ensures that the company has tolerable reliance on unethical sources of revenue.

42.6%

Non Compliant

Questionable

Compliant

CALCULATION

\textbf{Revenue Ratio:} \\[12pt] \dfrac{8540600000.00}{20637800000.00} \times 100 = 42.60\%

FORMULA

\textbf{Revenue Ratio:} \\[12pt] \dfrac{\text{Unethical Segments}}{\text{Total Revenue}} \times 100 \; \leq \; 3\%

Segment	Compliance	Value
Fees and Commission Income	compliant	₹1,203.76
Other Income	compliant	₹5.96
Dividend Income	questionable	₹74.01
Net Gain on Fair Value Changes	questionable	₹188.32
Change in Fair Value of Investments	questionable	₹63.07
Interest Income	non-compliant	₹508.57
Bank Interest Income	non-compliant	₹20.09

Debt Ratio

The interest bearing debt should not exceed 31% of the total assets. This is to ensure that the company is not paying a significant portion of its assets as interest.

CALCULATION

\textbf{Debt Ratio:} \\[12pt] \dfrac{0.00}{151188500000.00} \times 100 = 0.00\%

FORMULA

\textbf{Debt Ratio:} \\[12pt] \dfrac{\text{Interest Bearing Debt}}{\text{Total Assets}} \times 100 \; \leq \; 30\%

Liquidity Ratio

The total liquid assets should not exceed 90% of the total assets. This is to ensure that trading this stock does not become similar to trading a currency.

4.2%

CALCULATION

\textbf{Liquidity Ratio:} \\[12pt] \dfrac{6381700000.00}{151188500000.00} \times 100 = 4.20\%

FORMULA

\textbf{Liquidity Ratio:} \\[12pt] \dfrac{\text{Total Liquid Assets}}{\text{Total Assets}} \times 100 \; \leq \; 90\%